06/04/2021
Nicoletti, Bruno,18440580
Insurance Producer, Voluntary Surrender, Surrender, 2021
03/06/2014
Nims, Stephen
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2014
02/22/2016
Nivens, Cecil 1297175
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2016
11/02/2023
Nolin, Nicole 16856765
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty
12/21/2017
Nordhem, Barbara, 1220529
Insurance Producer, Order, Revocation Granted, 2017
Docket Number 1871
02/25/2009
Norman, Jeffrey 113715
Insurance Producer, Voluntary Surrender, Surrender, 2009
06/22/2016
Norona, Marcus 2553205
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2016
01/14/2020
Norris, Ian, 446030
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2020
08/07/2014
Northeast Securities, Inc.
Business Entity, Voluntary Settlement Agreement, Fine/Penalty, 2014
10/29/2017
Norwood, David, 358024
Insurance Producer, Voluntary Surrender, Surrender, 2017
06/02/2022
Nunez, Enrique 19083972
RA License Types, Voluntary Surrender, Surrender
02/21/2019
Nykamp, Jarrett 17248553
Insurance Producer, Limited Representative, Voluntary Surrender, Surrender, 2019
12/06/2021
O'Harra, Alfred 16026973
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2021
06/22/2011
O'Neal, Adam 2388770
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2011
05/03/2024
O'Neal, Chanelle 17929825
Insurance Producer, Order, Fine/Penalty
Docket No. 2170
07/14/2022
O'Neal, Daryl 8582813
Insurance Producer, Voluntary Surrender, Surrender
03/23/2005
Oates, Dyrell 6557744
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2005
11/18/2020
Oates, Tommysha, 18445114
Company/Independent Firm Adjuster, Voluntary Settlement Agreement, Fine/Penalty, 2020
03/07/2022
Ochoa, Mario 0019308563
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty
06/09/2020
Olivares, Marco, 19067830
Insurance Producer, Voluntary Surrender, Surrender, 2020
04/01/2008
Oliver, Ava 10004965
Surety Bail Bondsman, Voluntary Settlement Agreement, Fine/Penalty, 2008
12/02/2022
Oliver, Demarcus 9339302
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty
04/01/2008
Oliver, Sally 10004142
Surety Bail Bondsman, Voluntary Settlement Agreement, Fine/Penalty, 2008
07/25/2018
Olsen, Patrick, 9041246
Insurance Producer, Voluntary Surrender, Surrender, 2018
11/20/2019
Ongwae, Fred 17534725
Insurance Producer, Voluntary Settlement Agreement, Fine/Penalty, 2019