Reinsurance Intermediary

Reinsurance intermediaries must meet and maintain compliance with the guidelines for licensure under Chapter 58, Article 9 of the North Carolina General Statutes (Reinsurance Intermediaries).

Filing an Application

To request to be licensed as a reinsurance intermediary or to be exempted from licensing in North Carolina, an applicant must:

• Submit either the Application for License as a Reinsurance Intermediary or the Application for Exemption as a Reinsurance Intermediary.
• Submit a Biographical Affidavit for each person who will act as an intermediary under the license being requested.
• Submit a Consent to Service of Process form for each nonresident intermediary.

Additional guidance regarding the application is available at:

• General Instructions – Application for License as a Reinsurance Intermediary
• General Instructions - Application for Exemption as a Reinsurance Intermediary

The following flowcharts have been designed to assist in the application process:

• Broker Decision Flowchart
• Manager Decision Flowchart

Renewal Application

Every reinsurance intermediary that is licensed or exempt from licensing in North Carolina must submit a renewal application, or exemption update form, each year.

• Reinsurance Intermediary Annual Filing Instructions
• Reinsurance Intermediary Renewal Application
• Reinsurance Intermediary Exemption Update form

Reinsurance Intermediaries

• List of reinsurance intermediaries licensed and exempted in North Carolina

Questions concerning reinsurance intermediaries or the application process can be directed to:

Scott Wicker
Company Admissions Manager
919-807-6142
scott.wicker@ncdoi.gov